Joseph Henry Frantz

Current Employers

Employment History

• 09/2008 → Present
  Dj Eqwip
  Concord, CA
• 12/2014 → 12/2021
  J H Frantz Enterprises
  Concord, CA
• 03/2016 → 11/2016
  Waddell & Reed Inc
  Concord, CA
• 11/2016 → 11/2016
  Various Insurance Carriers For W&R Insurance Agencies
  Concord, CA
• 11/2017 → Present
  Usa Water Polo
  Huntington Beach, CA
• 11/2016 → 12/2017
  Mirador Capitol Partners
  Pleasanton, CA
• 08/2017 → 12/2021
  Diablo Valley College
  Pleasant Hill, CA
• 02/2017 → 12/2021
  9Round Sunnyvale
  Walnut Creek, CA
• 12/2017 → 12/2021
  680 Drivers Water Polo Club
  Walnut Creek, CA
• 12/2017 → 09/2023
  Lpl Financial, Llc
  Benica, CA
• 02/2018 → Present
  John Hall
  Benica, CA
• 10/2025 → 07/2026
  Mariner Independent Advisor Network
  Overland Park, KS
• 12/2021 → Present
  Uc Davis
  Davis, CA
• 09/2023 → Present
  Lpl Financial
  Benicia, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2025-10-15 → 2026-06-26
  Mariner Advisor Network
  Benicia, CA

Other Businesses

1. 02/22/2018 - Strategic Wealth Advisors Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/13/2018 - 160 hours per month/ 4 hours during trading 2. 02/22/2018 - USA Water Polo - Coach - Not Investment Related - Huntington Beach, CA - Start Date 12/1/2017 - 4 hours per month/ 0 hours during trading 3. 02/22/2018 - DJ EQwip - Business Owner - Not Investment Related - Concord, CA - Start Date 08/01/2008 - 5 hours per month/ 0 hours during trading 4. 12/27/2021 - UC Davis - Not Investment Related - Davis, CA - Outside/W-2 Employment - Assistant Coach - Started 12/01/2020 - 80 Hours Per Month/3 Hours During Securities Trading - Men's and Women's Water Polo Assistant Coach for UC Davis. 5. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-04
• S63 Uniform Securities Agent State Law Examination
  2020-09-30

Other Names

• Joey Frantz