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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-22
PA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-02-22
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Glen Mills, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
Massmutual Life Insurance Co Newtown Square PA 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 03/2017 → Present
    Newtown Square, PA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
Previous Registrations
  • 2016-02-15 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2002-06-21 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Montchanin, DE
    Wilmington, DE
Other Businesses

(1)NAME: KEVIN O'NEILL INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: NON-MMLIA INSURANCE BROKERAGE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: AGENT START: 05/2011 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2)NAME: BITTERSWEET INVESTORS LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: 100% OWNER OF BITTERSWEET INVESTORS LLC POSITION: OWNERSHIP START: 05/05/2020 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3) NAME: Kevin B. O’Neill, LLC INV REL: Y ADD: Residential Address NATURE: Pass through entity for payroll purposes POSITION: Managing member START DATE: 01/01/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: This is a pass through entity for payroll

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-13
  • S63 Uniform Securities Agent State Law Examination
    1992-11-13

View on SEC IAPD

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