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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
13355 South St, Cerritos, CA 90703 • United States
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cerritos | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cerritos | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; LONG BEACH, CA; 100% OWNERSHIP WITH SPOUSE; START 8/21/2015; 0 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES, HIRED PROPERTY MANAGEMENT COMPANY. RENTAL PROPERTY; INV RELATED; MAMMOTH LAKES, CA; 50% OWNERSHIP; START 1/6/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INV RELATED, HUNTINGTON BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START 3/18/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, BIG BEAR CITY, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 4/20/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-16 |
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