Christopher Gene Haberl

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-12-19
MD	RA	APPROVED	2025-09-23
NC	RA	APPROVED	2013-04-30
CA	RA	APPROVED	2013-04-29
TX	RA	APPROVED	2013-04-26

AZ RA
APPROVED

Since 2025-12-19
MD RA
APPROVED

Since 2025-09-23
NC RA
APPROVED

Since 2013-04-30
CA RA
APPROVED

Since 2013-04-29
TX RA
APPROVED

Since 2013-04-26

Branch Locations

7777 Center Avenue Suite #120, Huntington Beach, CA 92647 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Direct Insurance Business	Seal Beach	CA	09/1996	Present
Centaurus Financial Inc.	Anaheim	CA	04/2013	Present

09/1996 → Present

Direct Insurance Business

Seal Beach, CA
04/2013 → Present

Centaurus Financial Inc.

Anaheim, CA

Previous Registrations

1997-12-31 → 2013-05-06

Lpl Financial Llc

Huntington Beach, CA

Huntington Beach, CA

Other Businesses

1. FCI LENDER SERVICES, INVESTMENT RELATED, HUNTINGTON BEACH, CA 92648, I AM INVESTING IN TRUST DEEDS FOR MYSELF, INVESTOR, DEVOTED TIME IS 1 HOUR A MONTH, SINCE 9/26/2016. 2. RETIREMENT EDUCATORS, NON-INVESTMENT RELATED, 7777 CENTER AVE., #120, HUNTINGTON BEACH, CA 92647, DBA FOR MODERN RETIREMENT PLANNING WORKSHOP, DEVOTED TIME IS 2 HRS A MONTH, COLLECT THE FEE FOR THE COURSE. OWNER, SINCE 9/8/2014. 3. HABERL WEALTH MANAGEMENT, NON-INVESTMENT RELATED, 7777 CENTER AVE., SUITE #120, HUNTINGTON BEACH, CA 92647, SALE OF FIXED INSURANCE AND/OR FIXED ANNUITIES, SINCE 1/1/2013, DEVOTED TIME IS 1 HR A MONTH, MEET WITH CLIENTS TO PROCESS THEIR INSURANCE CASES. 4. HABERL WEALTH MANAGEMENT LLC, NON-INVESTMENT RELATED, 7777 CENTER AVE., SUITE #120, HUNTINGTON BEACH, CA 92647, AN ENTITY USED AS A PASS THROUGH FOR TAX PURPOSES, OWNER, SINCE 9/21/2020, I AM THE SOLE MEMBER OF THE LLC. 5. BAKER BROTHERS INVESTMENTS (BBI) THROUGH BGA HORIZON FUND, INVESTMENT RELATED, 1 MARINA PARK DRIVE, SUITE #1150, BOSTON, MA 02210, THIS IS A PRIVATE INVESTMENT OFFERED THROUGH BGA HORIZON FUND INVESTING IN BAKER BROTHERS INVESTMENTS A BIOTECH INVESTMENT FIRM, BAKER BROTHERS (BBI) EMPLOYS A PRIVATE EQUITY/VENTURE CAPITAL STYLE APPROACH TO PUBLIC BIOTECH INVESTING, 95% OF THEIR INVESTMENTS OCCUR IN THE PUBLIC MARKETS, BUT THEY HAVE A LONG TIME HORIZON FOR THEIR CORE POSITIONS, INVESTOR, SINCE 5/27/2021. 6. 711 PCH LLC POSITION: Owner NATURE: 711 PCH LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 711 PCH #105, Huntington Beach CA 92648, United States DESCRIPTION: This is a holding LLC for a rental property. The duties are to collect rent from the property and manage it when it becomes vacant.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-10-01

S63 Uniform Securities Agent State Law Examination

1992-10-01

Designations

Chartered Financial Consultant

Other Names

Chris Haberl
Christopher Gene Habert

View on SEC IAPD