Steve C Harman

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1992 → 03/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Spokane, WA
• 09/2009 → 03/2022
  Bank Of America, Na
  Spokane, WA
• 03/2022 → Present
  Raymond James & Associates, Inc.
  Spokane, WA

Previous Registrations

• 1993-02-02 → 2022-03-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Spokane, WA
  Spokane, WA

Other Businesses

(1)Name of Business: Address: 1614 W Panorama Ave, Spokane, WA, 99208, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/15/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a rental house that pays market rent.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-01-09
• S63 Uniform Securities Agent State Law Examination
  1992-12-05