Best Investors Account Sign in

Lee Harrison Norman

Osaic Institutions, Inc.

Meriden, CT

Meriden, CT

Clinton, CT

Claim This Profile
Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-11-20
  • CT RA
    APPROVED
    Since 2013-11-20

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • UNITED STATES

538 Preston Avenue, Meriden, CT 06450-4858 • United States

5 East Main St, Clinton, CT 06413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 11/2013 Present
  • 11/2013 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2011-07-01 → 2013-11-20
    Harvest Capital Advisors, Llc
    Clinton, CT
    Avon, CT
    Clinton, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-28
S63 Uniform Securities Agent State Law Examination 1992-10-20
  • S65 Uniform Investment Adviser Law Examination
    2011-06-28
  • S63 Uniform Securities Agent State Law Examination
    1992-10-20

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
BROOKSTONE WEALTH ADVISORS, LLC
LPL FINANCIAL LLC
1.21 GIGAWATTS MANAGEMENT COMPANY LLC
CWM, LLC
SENTINEL ASSET MANAGEMENT, LLC
ARMSTRONG ADVISORY GROUP INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

JEANETTE FUNG CHUNG
DENISE ELIZABETH MATHEWS
RAJU T PUNNOOSE
FREDERICK C. BROSE
MICHAEL BRENDON COOK
GARY LEE JAMESON
JENNIFER MARIE Campbell
JOHN M CHIPELO

Other Offices

OSAIC INSTITUTIONS, INC. · MERIDEN, CT
CETERA INVESTMENT ADVISERS LLC · MERIDEN, CT
BROOKSTONE WEALTH ADVISORS, LLC · Meriden, CT
LPL FINANCIAL LLC · MERIDEN, CT
OSAIC INSTITUTIONS, INC. · meriden, CT
1.21 GIGAWATTS MANAGEMENT COMPANY LLC · MIDDLETOWN, CT
CWM, LLC · Wallingford, CT
SENTINEL ASSET MANAGEMENT, LLC · WALLINGFORD, CT

More in Meriden, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor