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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2005-09-23
  • WI RA
    APPROVED
    Since 2005-09-23

Branch Locations

3447 Mt Zion Ave, Janesville, WI 53546 • United States

Manawa, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Janesville WI 08/2005 Present
Thrivent Financial For Lutherans Appleton WI 09/2005 Present
Other Businesses

CO-OWNER OF LAND WHICH IS RENTED OUT AS CROPLAND, RECEIVE RENTAL INCOME, EFFECTIVE NOVEMBER 2001 HOME RENTALS POSITION: CO-OWNER NATURE: RENT OUT HOUSE'S FOR INCOME INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/22/2015 ADDRESS: 906 MORNINGSIDE DR, JANESVILLE WI 53546 DESCRIPTION: RENTAL PROPERTY WILL BE MANAGED BY OUTSIDE PROPERTY MANAGEMENT GROUP SO I WILL ONLY HAVE TO MAKE DECISIONS IF SOMETHING HAPPENS. PREGNANCY HELPLINE POSITION: general board position NATURE: Help individuals that are recent or soon to be parents. This can include but not limited to education and baby supplies. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/19/2018 ADDRESS: 21 S Jackson St #C, Janesville WI 53548, United States DESCRIPTION: This organization is run by 3 paid staff and currently 12 paid volunteers. The board is responsible for behind the scenes activities such as making sure policies are followed and organizational structure is maintained.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-22
  • S66 Uniform Combined State Law Examination
    2005-09-22

View on SEC IAPD

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