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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-02-11 |
Branch Locations
500 Newport Center Dr Ste 850, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | San Juan Capistrano | CA | 10/2009 | 02/2020 |
| Wedbush Securities Inc. | Newport Beach | CA | 02/2020 | Present |
Tony May Wealth Management Group of Wedbush; investment related; Newport Beach, California; Financial advisor; Managing Director, Investments; start date: 5/16/24; No hours devoted and no hours during business hours; For marketing purposes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-12 |
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