Rick Isaac Harbus

Employer firm

Hbw Advisory Services LLC CRD 143665

$1.75B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 06/2017
  Hbw Securities Llc
  Simi Valley, CA
• 10/2013 → Present
  Hbw Advisory Services Llc
  Oxnard, CA
• 11/2016 → Present
  Rick Harbus
  Oxnard, CA
• 06/2017 → 10/2019
  Cetera Advisor Networks Llc
  Oxnard, CA

Previous Registrations

• 2017-06-26 → 2019-10-29
  Cetera Wealth Services, Llc
  Oxnard, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES 2. NAME OF OTHER BUSINESS: HBW PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE AND FINANCIAL SERVICES START DATE: 06/2011 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS 8/2020 - Conerstone Partners LLC, Owner General Operations Manager 4/2023 - THE NOBLE CUP COFFEE COMPANY, PARTNER, ASSIST WITH BUSINESS DECISIONS 4/2023 - BEEHIVE STUDIO PARTNERS, PARTNER, CONSULTING WITH PARNTER REGARDING BUSINESS DECISIONS. 4/2023 - FULL THROTTLE AUTOMOTIVE PRODUCTIONS., OWNER/OPERATOR, COMMUNICATE WITH BUSINESS MANAGER THAT WILL BE RUNNNG THE DAY TO DAY OPERATIONS 7/2026 - ONCORE ESTATE PLANNING, ASSIST CLIENTS WITH GETTING TRUSTS AND WILL CREATED

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-10-10
• S63 Uniform Securities Agent State Law Examination
  1992-10-16