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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-09-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Anderson | CA | 08/1999 | Present |
(1) 11/10/2009 * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) (2) 12/13/2010 * Real Estate Rental * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 3% * Purchasing Office Building for my business to rent from my husband and myself as joint owners. Will set prevailing market monthly rent amount and keep records of income and related expenses of the income property as relates to annual tax preparation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-24 |
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