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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
2750 Childress Dr, Anderson, CA 96007 • United States
1110 Dana Dr, Redding, CA 96003 • United States
801 Main St, Red Bluff, CA 96080 • United States
2910 F St, Eureka, CA 95501 • United States
1101 L St, Fortuna, CA 95540 • United States
735 5Th St, Eureka, CA 95501 • United States
37131 Main St, Burney, CA 96013 • United States
1805 Market St, Redding, CA 96001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ball Jones Gans Gowen | Redding | CA | 01/2015 | 07/2017 |
| Raymond James Financial Services, Inc. | Redding | CA | 03/2015 | 07/2017 |
| Raymond James Financial Services Advisors Inc. | Redding | CA | 03/2015 | 07/2017 |
| Woven Capital | Redding | CA | 07/2017 | 08/2017 |
| U.S. Bancorp Investments, Inc. | Redding | CA | 09/2017 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Redding | CA | 02/2026 | Present |
1) Shasta Highlanders Rugby Club; Not I/R; Redding, CA; Non-Profit Org; Treasurer, Secretary; 9/2016; 7 Hrs/Mth; 0 Hrs/Trd; Managing financials, attend board meetings, vote. 2) Community Foundation of the North State; Not I/R; Redding, CA; Non-Profit Community Foundation; Board Member & Treasurer; 6/2018; 5-7 Hrs/Mth; 2 Hrs/Trd; Executive Committee (review financials prepared by CFO and present to the Board). Investment Committee member (meet quarterly with professional management team and help to inform the larger Board on investment activities). 3) NVCSS Wilshire Drive Housing, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Housing); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 4) NVCSS Whispering Oaks, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 07/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 5) Villa Serena, Inc.; Not I/R; Chico, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 6) NVCSS Saint Clare Court, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hr/Trd; Attend once per quarter board meeting to review asset activity and status. 7) NVCSS Hartford Place, Inc.; Not I/R; Chico, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 8) NVCSS Jackson Place, Inc.; Not I/R; Red Bluff, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hr/Trd; Attend once per quarter board meeting to review asset activity and status. 9) NVCSS Bechelli Lane, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hr/Trd; Attend once per quarter board meeting to review asset activity and status. 10) Rental Property; I/R; Redding, CA; Rental Property; Owner; 10/2021; 4 Hrs/Mth; 0 Hrs/Trd; Managing single long-term rental unit. 11) North Valley Housing Dev. Corp.; Not I/R; Redding, CA; Not-for-Profit established to facilitate new development projects of the NVCSS Housing Board; Initial Director; 10/2022; 2 Hrs/Mth; 1 Hr Per Qtr/Trd; Attend quarterly Board meetings and provide oversight of organizational activities. 12) Euphrates Institute; Not investment-related; Pacific Grove, CA; Non-profit charity; Volunteer, Member of Board of Directors; 3/2025; 5 hours/month; 0-5 hours/trading; Serve on the Board of Directors, which oversees governance of this non-profit organization, including oversight of its full-time CEO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-06 |
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