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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

2750 Childress Dr, Anderson, CA 96007 • United States

1110 Dana Dr, Redding, CA 96003 • United States

801 Main St, Red Bluff, CA 96080 • United States

2910 F St, Eureka, CA 95501 • United States

1101 L St, Fortuna, CA 95540 • United States

735 5Th St, Eureka, CA 95501 • United States

37131 Main St, Burney, CA 96013 • United States

1805 Market St, Redding, CA 96001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ball Jones Gans Gowen Redding CA 01/2015 07/2017
Raymond James Financial Services, Inc. Redding CA 03/2015 07/2017
Raymond James Financial Services Advisors Inc. Redding CA 03/2015 07/2017
Woven Capital Redding CA 07/2017 08/2017
U.S. Bancorp Investments, Inc. Redding CA 09/2017 02/2026
U.S. Bancorp Advisors, Llc Redding CA 02/2026 Present
Previous Registrations
Other Businesses

1) Shasta Highlanders Rugby Club; Not I/R; Redding, CA; Non-Profit Org; Treasurer, Secretary; 9/2016; 7 Hrs/Mth; 0 Hrs/Trd; Managing financials, attend board meetings, vote. 2) Community Foundation of the North State; Not I/R; Redding, CA; Non-Profit Community Foundation; Board Member & Treasurer; 6/2018; 5-7 Hrs/Mth; 2 Hrs/Trd; Executive Committee (review financials prepared by CFO and present to the Board). Investment Committee member (meet quarterly with professional management team and help to inform the larger Board on investment activities). 3) NVCSS Wilshire Drive Housing, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Housing); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 4) NVCSS Whispering Oaks, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 07/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 5) Villa Serena, Inc.; Not I/R; Chico, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 6) NVCSS Saint Clare Court, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hr/Trd; Attend once per quarter board meeting to review asset activity and status. 7) NVCSS Hartford Place, Inc.; Not I/R; Chico, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 8) NVCSS Jackson Place, Inc.; Not I/R; Red Bluff, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hr/Trd; Attend once per quarter board meeting to review asset activity and status. 9) NVCSS Bechelli Lane, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hr/Trd; Attend once per quarter board meeting to review asset activity and status. 10) Rental Property; I/R; Redding, CA; Rental Property; Owner; 10/2021; 4 Hrs/Mth; 0 Hrs/Trd; Managing single long-term rental unit. 11) North Valley Housing Dev. Corp.; Not I/R; Redding, CA; Not-for-Profit established to facilitate new development projects of the NVCSS Housing Board; Initial Director; 10/2022; 2 Hrs/Mth; 1 Hr Per Qtr/Trd; Attend quarterly Board meetings and provide oversight of organizational activities. 12) Euphrates Institute; Not investment-related; Pacific Grove, CA; Non-profit charity; Volunteer, Member of Board of Directors; 3/2025; 5 hours/month; 0-5 hours/trading; Serve on the Board of Directors, which oversees governance of this non-profit organization, including oversight of its full-time CEO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-06
  • S66 Uniform Combined State Law Examination
    2015-03-06

View on SEC IAPD

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