Best Investors Account Sign in
Inactive

Thomas Edward Cartee

Sheets Smith Wealth Management

Winston-Salem, NC

Claim This Profile
Current Employers
Sheets Smith Wealth Management

120 Club Oaks Court Suite 200, Winston Salem, NC 27104-4680 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-13
NC RA APPROVED 2005-02-28
  • TX RA
    APPROVED_RES
    Since 2022-04-13
  • NC RA
    APPROVED
    Since 2005-02-28

Branch Locations

120 Club Oaks Court Suite 200, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sheets Smith Wealth Management Winston Salem NC 08/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-25
S63 Uniform Securities Agent State Law Examination 1994-04-05
  • S65 Uniform Investment Adviser Law Examination
    2005-02-25
  • S63 Uniform Securities Agent State Law Examination
    1994-04-05
Other Names
  • Tom Cartee
  • Thomas Edward Cartee

View on SEC IAPD

Other Firms

SALEM INVESTMENT COUNSELORS INC
JT STRATFORD, LLC
DARDA FINANCIAL
FIRST CITIZENS INVESTOR SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
PRINCIPAL SECURITIES, INC.
PARK AVENUE SECURITIES LLC
VIRTUE CAPITAL MANAGEMENT, LLC

Other Investors

DALE MARTIN BROWN
DAVID BRIAN REA
JAMES JOYNER EDMUNDSON
KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

More in Winston-salem, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor