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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

455 W. Sullivan Street Suite 151, Kingsport, TN 37660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Kingsport TN 02/2013 Present
Previous Registrations
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Kingsport, TN
  • 2003-07-10 → 2007-02-20
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-04 → 2003-07-10
    Amsouth Investment Services, Inc.
    Kingsport, TN
    Mt. Carmel, TN
    Kingsport, TN
    Kingsport, TN
    Kingsport, TN
    Mt. Carmel, TN
    Kingsport, TN
    Kingsport, TN
    Kingsport, TN
    Kingsport, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-16
S63 Uniform Securities Agent State Law Examination 1992-12-02
  • S66 Uniform Combined State Law Examination
    2000-05-16
  • S63 Uniform Securities Agent State Law Examination
    1992-12-02

View on SEC IAPD

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