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Stephen Rex Johnson

Garth & Brown Investment Management, LLC

Chattanooga, TN

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Current Employers
Garth & Brown Investment Management, Llc

819 Broad Street, Chattanooga, TN 37402-2613 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-11-05
TN RA APPROVED 2010-02-16
  • GA RA
    APPROVED
    Since 2014-11-05
  • TN RA
    APPROVED
    Since 2010-02-16

Branch Locations

819 Broad Street, Chattanooga, TN 37402-2613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Associates Chattanoga TN 08/2010 Present
Garth & Brown Investment Management, Llc Chattanooga TN 02/2010 Present
Previous Registrations
  • 2008-09-03 → 2010-03-03
    Morgan Keegan & Company, Llc
    Chattanooga, TN
  • 2005-11-21 → 2007-03-01
    Janus Henderson Investors
    Signal Mountain, TN
  • 2002-06-07 → 2005-04-13
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-03
S63 Uniform Securities Agent State Law Examination 1992-10-08
  • S66 Uniform Combined State Law Examination
    2002-01-03
  • S63 Uniform Securities Agent State Law Examination
    1992-10-08

View on SEC IAPD

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