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Current Employers
Larkins & Associates Financial Services, Llc

3108 Peach Orchard Rd Ste 2, Augusta, GA 30906 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2006-01-13
  • GA RA
    APPROVED
    Since 2006-01-13

Branch Locations

3108 Peach Orchard Road Suite 2, Augusta, GA 30906 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 08/2002 Present
Larkins & Associates Finl Svcs, Llc Augusta GA 08/1996 Present
First Shiloh Baptist Church Augusta GA 10/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2014 Present
  • 08/2002 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/1996 → Present
    Larkins & Associates Finl Svcs, Llc
    Augusta, GA
  • 10/2012 → Present
    First Shiloh Baptist Church
    Augusta, GA
  • 08/2014 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1)LARKINS & ASSOC. FINL. SVCS, LLC - INVESTMENT RELATED - INVESTMENT ADVISOR, INSURANCE TAX SVCS - PRESIDENT - PROVIDE INVESTMENT PLANNING ADVICE,INSURANCE PLANNING,TAX SVCS - 30 HOUR WORK WEEK: 2) FIRST SHILOH BAPTIST CHURCH; NON-INV REL; AUGUSTA, GA; CHURCH TREASURER; MANAGE FINANCIAL TRANSACTIONS OF THE CHURCH, ACCTS PAYABLES, RECEIVALBES, ETC, CONSULT WITH CHURCH LEADERSHIP ON FINL ISSUES; START DATE 10/20/2012; 20HR/MNTH:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-30
S63 Uniform Securities Agent State Law Examination 1992-12-23
  • S65 Uniform Investment Adviser Law Examination
    1996-08-30
  • S63 Uniform Securities Agent State Law Examination
    1992-12-23
Other Names
  • Sly Larkins
  • Syl Larkins
  • Fox Larkins
  • Frog Larkins

View on SEC IAPD

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