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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-12-08 |
Branch Locations
226 Crocker Park Blvd Ste 200, Westlake, OH 44145 • United States
950 Main Ave Ste 300, Cleveland, OH 44113 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Cleveland | OH | 04/2010 | 12/2023 |
| Wells Fargo Clearing Services, Llc | Cleveland | OH | 12/2023 | Present |
T1EHL CLEVELAND BARONS HOCKEY CLUB; NOT INV RELATED; CLEVELAND, OH; REPRESENTATIVE TO THE BOARD OF DIRECTORS; START 10/06/1999; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; REPRESENTATIVE TO THE BOARD OF DIRECTORS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-12 |
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