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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-16 |
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States
Stony Point, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Elmsford | NY | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Elmsford | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Elmsford | NY | 03/2017 | Present |
(1)NAME: ADP-DAVID HERMAN CPA INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: PARTNER- PAYROLL SERVICES POSITION: SALES/OWNERSHIP/SILENT PARTNER START: 02/01/2018 NO HRS/MO: 7-8 NO HRS/MO DUR TRADING: 7-8. (2)NAME: PARK AVENUE BENEFIT PLANNING INC. & MICHAEL LAVALLEY INV REL: Y ADDR: 565 TAXTER ROAD SUITE 625 ELMSFORD NY 10523 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: SALES, OWNERSHIP, AGENT, & PRESIDENT 100% SHAREHOLDER START: 05/19/1994 NO HRS/MO: 60 NO HRS/MO DUR TRADING: 40. (3)NAME: LAV FAM LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 5/1/2024 O HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: UPKEEP OF RENTAL PROPERTY AND COLLECTING RENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-11 |
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