William Joseph Scott

Current Employers

Employment History

• 06/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
• 06/2015 → Present
  Bank Of America, N.A
  Washington, DC

Previous Registrations

• 2010-01-15 → 2015-07-10
  Barclays Capital Inc.
  Washington, DC
• 2009-03-20 → 2010-01-20
  Oppenheimer & Co. Inc.
  Washington, DC
• 2008-09-30 → 2009-03-10
  Stanford Group Company
  Mclean, VA
• 2004-09-14 → 2008-10-24
  Fbr Investment Management, Inc.
  Arlington , VA
• 2001-10-25 → 2003-08-27
  Morgan Stanley & Co. Llc
  Washington, DC

Other Businesses

I*82380 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARINE CORPS UNIVERSITY FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: PO BOX 122, QUANTICO, VIRGINIA 0 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 38510 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: TRUSTEE OF THE FOUNDATION, EXECUTIVE COMMITTEE MEMBER, CHAIRMAN OF THE DEVELOPMENT COMMITTEE I*91934 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YELLOW RIBBON FUND INVESTMENT RELATED: N ADDRESS OF BUSINESS: 4905 DEL RAY AVE., SUITE 500 BETHESDA, MARYLAND 20814 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 3/14/2013 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: MEMBER OF THE BOARD OF DIRECTORS OF THE YELLOW RIBBON FUND. YRF SUPPORTS WOUNDED US MILITARY TROOPS AND THEIR CAREGIVERS. THE YRF FILLS THE GAPS THROUGHOUT THE RECOVERY PROCESS FROM THE HOSPITAL TO THEIR HOMETOWNS. I*131477 For profit or not for profit: Non-Profit Organization Name of outside business organization: St. Johns College High School Investment related: N Address of business: Washington, District of Columbia 20015 Nature of business: Other,Private Catholic high school Position, title, association: Director, Start date of relationship: 6/15/2020 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: I have selected to join the Board of Trustees of St. Johns College High School. St John's is a private catholic high school based in Washington DC. I will serve on the finance committee of the board.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-10-22
• S63 Uniform Securities Agent State Law Examination
  1992-10-15

Other Names

• Bill Scott