Stephen Jerome Lafollette

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Anniston, AL
• 11/2016 → 08/2020
  Wells Fargo Clearing Services, Llc
  Anniston, AL
• 08/2020 → Present
  Lpl Financial Llc
  Anniston, AL

Previous Registrations

• 2007-04-30 → 2020-08-17
  Wells Fargo Clearing Services, Llc
  Gadsden, AL
  Gadsden, AL
  Oxford, AL
  Birmingham, AL
  Anniston, AL
  Gadsden, AL
  Attalla, AL
  Birmingham, AL
  Piedmont, AL
  Jacksonville, AL
  Birmingham, AL
  Anniston, AL
  Rainbow City, AL
  Anniston, AL
  Rainbow City, AL
  Boaz, AL
• 2007-02-13 → 2007-05-09
  Morgan Keegan & Company, Llc
  Oxford, AL
• 2003-07-10 → 2007-02-20
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 2000-08-24 → 2003-09-22
  Amsouth Investment Services, Inc.
  Anniston, AL
  Anniston, AL
  Jacksonville, AL
  Oxford, AL
  Pell City, AL
  Anniston, AL

Other Businesses

1) 8/11/2020- EXCELSIOR REAL ESTATE HOLDINGS, LLC- Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Anniston, AL - start date 10/22/2019- 10hrs/mth 2) 8/11/2020- Real Estate Rental- Owner of multiple properties- Inv. Related- Anniston, AL- start date 2000- 30hrs/mth 3) 11/06/2023 - Pine Bend Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/20/2023 - 120 Hours Per Month/ During Trading 4) 07/18/2024 - Pine Bend Holdings - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 1 Hour Per Month/ 0 Hours During Trading 5) 08/09/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 05/06/2024 - 1 Hour Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-17
• S63 Uniform Securities Agent State Law Examination
  1992-11-18