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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-03-07 |
| TX | RA | APPROVED | 2024-03-07 |
Branch Locations
241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Minneapolis | MN | 10/2013 | Present |
| Jpmorgan Chase Bank, N.A. | Minneapolis | MN | 10/2013 | Present |
Entity Name: N/A Investment related: Yes Address: 27 & 29 Osage City, KS Nature of the other business: Rental properties - duplex rental (residential) Position/Title/Relationship: Owner Start Date: 04-Dec-2017 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: None. The management and maintenance of these properties are outsourced.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-05 |
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