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Kevin J Donovan

Wells Fargo Clearing Services, LLC

Norwell, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-28
  • NY RA
    APPROVED
    Since 2024-05-28

Branch Locations

91 Longwater Circle Ste 300, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rockland MA 01/2009 03/2017
Rbc Capital Markets, Llc Norwell MA 03/2017 04/2024
Wells Fargo Clearing Services, Llc Norwell MA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-02
S63 Uniform Securities Agent State Law Examination 1993-11-30
  • S65 Uniform Investment Adviser Law Examination
    1994-02-02
  • S63 Uniform Securities Agent State Law Examination
    1993-11-30
Other Names
  • Kevin J Donovan
  • Kevin Jerome Donovan
  • Kevin Donovan

View on SEC IAPD

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ESSENTIAL ASSET MANAGEMENT, LLC · NORWELL, MA
BAY COLONY ADVISORS · NORWELL, MA
FLAGSHIP HARBOR ADVISORS, LLC · NORWELL, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Norwell, MA
LPL FINANCIAL LLC · NORWELL, MA
GORMAN FINANCIAL MANAGEMENT · NORWELL, MA
DIVERSIFIED FINANCIAL MANAGEMENT · NORWELL, MA
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