Richard Michael Muccio

Current Employers

Employment History

• 10/2002 → Present
  Rmm Financial
  Westlake, OH
• 05/2007 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2007-08-07 → 2016-06-09
  Gwn Securities Inc.
  Palm Beach Gardens, FL
  Westlake, OH

Other Businesses

RMM FINANCIAL SERVICES,Is Investment Related,,DBA/Financial Services,Registered Rep,2007-05-22,160 hours per month,160 hours per month during trading hours,Commission Compensation,DBA/Financial Services SELL ALL SORTS OF LIFE/HEALTH INSURANCE, INCLUDING BUT NOT LIMITED TO: LIFE, HEALTH, LTC, DISABILITY INSURANCE. POSITION: OWNER OF THE FIRM - PLUS ANOTHER FIRM REFERS CLIENTS TO ME (A PROPERTY/CAUSUALTY BROKERAGE FIRM CALLED RICHEY-BARRETT CO.) NATURE: SELLING INSURANCE PRODUCTS. INVESTMENT RELATED: NO NUMBER OF HOURS: 30 INVESTMENT RELATED HOURS: 5 START DATE: 10/01/1992 ADDRESS: 24976 CENTER RIDGE ROAD, WESTLAKE OH 44145 DESCRIPTION: SELLING INSURANCE PRODUCTS NORTHEAST OHIO HEALTH UNDERWRITERS ASSOCIATION - PRESIDENT POSITION: President NATURE: Health insurance broker association for Northeast Ohio. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2021 ADDRESS: 3053 Nationwide Parkway, Brunswick OH 44212, United States DESCRIPTION: I am an a volunteer president that leads monthly board meetings regarding this health insurance broker organization. I do not do any administrative duties - there is an organization that does that. This is only a one year responsibility and most members of the organization do not want to do it. I am looking forward to the end of my position by July 1, 2022 - when I will be considered the immediate past-president but asked to stay on the board. OHIO ASSOCIATION OF HEALTH UNDERWRITERS - PROFESSIONAL DEVELOPMENT CHAIR POSITION: Professional Development Chair NATURE: The Ohio Health Underwriters Association is the state association of Northeast Ohio Health Underwriters Association and the National Association of Health Underwriters. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2021 ADDRESS: 3053 Nationwide Parkway, Brunswick OH 44212, United States DESCRIPTION: I am utilized as a resource for filing CEs in the the state of Ohio for the Ohio Department of Insurance. I give advice on having a health insurance class to be filed correctly. NATIONAL ASSOCIATION OF HEALTH UNDERWRITERS - REGION III PROFESSIONAL DEVELOPMENT CHAIR POSITION: Region III Professional Development Chair NATURE: Health insurance association. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2021 ADDRESS: 1212 New York Avenue NW, Suite 1100 Washington, DC 20005, Washington DC DC 20005, United States DESCRIPTION: Part of a regional committee of NAHU that meets (virtually) to talk about professional development from NAHU. PRONTO EDUCATION - CREATE AND TEACH INSURANCE CE POSITION: Instructor NATURE: I create and present insurance only CE classes for other insurance agents. This is exactly what I was doing before under the "Teaching" OBA with the exception of now I no longer teach any pre-licensing courses.NOTE: On the list of OBAs, I have seen the list for "Teaching" and assumed that was updated in terms of teaching that I am doing.After all, that is what I am doing. But, when you drill into the activity, I noticed that it did not specify the change that I took to doing my own teaching versus with another company. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/28/2019 ADDRESS: 24976 Center Ridge Road, Westlake OH 44145, United States DESCRIPTION: I create and present insurance only CE classes for other insurance agents. NATIONAL ASSOCIATION OF BENEFITS AND INSURANCE PROFESSIONALS. Ohio Chapter (NABIP Ohio) POSITION: ",Trade Association, Secretary/Treasurer INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/1/2024 ADDRESS: 6 Keswick cmns, New Albany, OH, 43054, United States DESCRIPTION: Helping to oversee the finances of the organization. I am not handling any investments. I am not soliciting any clients. There is no influence on my position as a financial representative.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-06-17
• S65 Uniform Investment Adviser Law Examination
  2007-07-31