Best Investors
Account
Sign in
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-03 |
Branch Locations
200 Executive Blvd Suite C, Ossining, NY 10562 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Peekskill, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp | Lincoln | NE | 05/2016 | 07/2017 |
| Ameritas Life Insurance Corp Of New York | New York | NY | 03/2016 | 02/2017 |
| Ameritas Life Insurance Corp | Lincoln | NE | 03/2016 | 02/2017 |
| Great Helm Corp | Peekskill | NY | 03/2016 | 04/2024 |
| Dipaola Financial Group | Melville | NY | 03/2016 | 07/2017 |
| Lpl Financial, Llc | Croton On Hudson | NY | 07/2017 | 09/2022 |
| Lincoln Financial Advisors | Croton On Hudson | NY | 09/2022 | 04/2024 |
| Kestra Investment Services, Llc | Peekskill | NY | 04/2024 | Present |
| Kestra Advisory Services , Llc | Peekskill | NY | 04/2024 | Present |
Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/03/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Investment Advisor Representative Business Name: GREAT HELM CORP POSITION: owner/President NATURE: setup for help in receiving revenue from partner before split codes. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/04/2016 ADDRESS: 1618 magnolia avenue, Peekskill NY 10566, United States DESCRIPTION: none as not an active OBA at this point. see above. Business Name: LODI WEALTH ADVISORS POSITION: registered representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/03/2024 ADDRESS: 200 Executive Blvd Ste C, Ossining NY 10566, United States DESCRIPTION: registered representative
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-27 |
Reach out to this advisor