Best Investors Account Sign in

Frank Michael Barone

Citigroup Global Markets Inc.

Ossining, NY

Greenwich, CT

Greenwich, CT

Eastchester, NY

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
NY RA APPROVED 2021-08-17
CT RA APPROVED 2012-12-04
GA RA APPROVED 2012-12-04
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • NY RA
    APPROVED
    Since 2021-08-17
  • CT RA
    APPROVED
    Since 2012-12-04
  • GA RA
    APPROVED
    Since 2012-12-04

Branch Locations

Cwm Retail, Sales 22 Pleasantville Road, Ossining, NY 10562 • United States

Citi Wealth Management, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States

Cwm Retail, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States

Eastchester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets New York NY 12/2012 Present
  • 12/2012 → Present
    Citigroup Global Markets
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-19
S63 Uniform Securities Agent State Law Examination 2006-12-22
  • S66 Uniform Combined State Law Examination
    2007-06-19
  • S63 Uniform Securities Agent State Law Examination
    2006-12-22

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
SPC
KESTRA ADVISORY SERVICES, LLC
ELM RIDGE MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
PFS INVESTMENTS INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES

Other Investors

Carlos M Villar
LJINDON VUKDEDAJ
CHRISTOPHER WINSON JUDGE
SCOTT ANTHONY LOPRESTI
DEAN J DIPIERRO
KATHRYN E PALAO
JOSEPH ANTHONY PASSANITI
SANDRA GONZALEZ

Other Offices

J.P. MORGAN SECURITIES LLC · BRIARCLIFF, NY
SPC · Ossining, NY
KESTRA ADVISORY SERVICES, LLC · Ossining, NY
ELM RIDGE MANAGEMENT, LLC · BRIARCLIFF MANOR, NY
CETERA INVESTMENT ADVISERS LLC · BRIARCLIFF MANOR, NY
PFS INVESTMENTS INC. · BRIARCLIFF, NY
PFS INVESTMENTS INC. · BRIARCLIFF MANOR, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · BRIARCLIFF MANOR, NY

More in Ossining, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor