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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-29 |
| NH | RA | APPROVED | 2007-07-27 |
Branch Locations
133 Brock St, Rochester, NH 03867 • United States
121 Shattuck Way, Ste 16, Newington, NH 03801 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2004-07-23 |
Branch Locations
121 Shattuck Way Suite 16, Newington, NH 03801 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tri-City Suban, Inc. | Somesworth | NH | 11/1988 | Present |
| Northeast Planning Associates, Inc. | Portsmouth | NH | 11/2003 | Present |
| Lpl Financial Llc | Newington | NH | 07/2007 | Present |
1. 7/19/2007 - NON-VARIABLE INSURANCE - LIFE, FIXED ANNUITIES, LTC. - 3% OF TIME SPENT ON - PORTSMOUTH, NH. 2. 11/16/2007 - Northeast Planning Associates, Inc. - INV REL - Registered Investment Advisor - 2% TIME SPENT - RIA provides financial planning for a fixed and/or hourly fee. 3. 11/06/2013 - Northeast Planning Associates - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-24 |
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