Nicholas Edward Styczen

Current Employers

Employment History

• 04/2011 → 05/2023
  Sigma Financial Corporation
  Lisle, IL
• 04/2011 → 05/2023
  Spc
  Lisle, IL
• 05/2023 → Present
  Lpl Financial Llc
  Lisle, IL

Previous Registrations

• 2011-04-01 → 2023-05-15
  Spc
  Ann Arbor, MI
  Lisle, IL
• 2009-10-05 → 2010-12-31
  Ameriprise Financial Services, Llc
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL
• 2006-11-03 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Oakbrook Terrace, IL
• 2005-11-24 → 2006-11-07
  A. G. Edwards & Sons, Inc.
  Elgin, IL
  Elgin, IL

Other Businesses

1. 05/17/2023 - UPSTREAM INVESTMENT PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 06/13/2023 - UPSTREAM INVESTMENT PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 4/1/2011 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 100% 3. 06/13/2023 - NICHOLAS STYCZEN - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 5/15/2023 - 10 Hours Per Month/ 5 Hours During Securities Trading - Time Spent 10% 4. 06/13/2023 - STYCZEN FINANCIAL INC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Owner - Start Date 1/20/2014

Exams

• S66 Uniform Combined State Law Examination
  2005-11-23

Other Names

• Nicholas E. Styczen