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John Walter Thomas

Charles Schwab & Co., Inc.

Thousand Oaks, CA

Pasadena, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-07-08
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

650 S Westlake Boulevard, Thousand Oaks, CA 91362 • United States

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Pasadena CA 07/1993 Present
Charles Schwab Bank Pasadena CA 02/2005 Present
Td Ameritrade, Inc. Pasadena CA 07/2022 06/2024
  • 07/1993 → Present
    Charles Schwab & Co., Inc.
    Pasadena, CA
  • 02/2005 → Present
    Charles Schwab Bank
    Pasadena, CA
  • 07/2022 → 06/2024
    Td Ameritrade, Inc.
    Pasadena, CA
Previous Registrations
  • 2022-07-01 → 2022-10-14
    Td Ameritrade, Inc.
    Encino, CA
    Pasadena, CA
    Thousand Oaks, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-28
  • S63 Uniform Securities Agent State Law Examination
    1992-09-28

View on SEC IAPD

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Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
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