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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-10 |
Branch Locations
301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Securities | Boston | MA | 03/2011 | 03/2017 |
| Metlife Securities Inc. | Wakefield | MA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Wakefield | MA | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Wakefield | MA | 07/2016 | Present |
(1)Name: Stephen Napier Inv rel: Y Add: 301 EDGEWATER PLACE SUITE 200 WAKEFIELD, MA 01880 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 02/1997 No. HR/MO: 4 No. HR/MO during sec trading: 4 Describe duties: individual and group life, individual and group health. Property/Casualty. Non mass mutual affiliated insurance sales (2)Name: Grove street mgt LLC Inv rel: Y Add: Residential address Nature: Simple Rental Property Position: owner Start date: 06/2006 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: own manage real estate. collect rent pay bills and maitain properties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-27 |
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