Thomas Curts Smith

Current Employers

Employment History

• 01/2014 → Present
  Rbc Capital Markets, Llc
  Tyler, TX

Previous Registrations

• 2012-06-13 → 2014-05-07
  Covenant
  Tyler, TX
  San Antonio, TX
  Tyler, TX
• 2003-05-13 → 2012-06-22
  Kestra Investment Services, Llc
  Tyler, TX
  Tyler, TX
• 1999-01-06 → 2003-06-16
  Veravest Investment Advisors, Inc.
  Dallas, TX

Other Businesses

(1)HOSPICE OF EAST TEXAS; NOT INVESTMENT RELATE; 4111 UNIVERSITY BLVD. TYLER, TX 75701; NON-PROFIT; BOARD MEMBER; START DATE: 1/2011; APPROX 4 HRS/MO; FOUNDATION MANAGES THE HOSPICE OF EAST TEXAS ENDOWMENT FUNDS, DUTIES INCLUDE ATTENDING MONTHLY BOARD MEETINGS, REVIEWING INVESTMENT PORTFOLIOS AND PERFORMANCE (2) BRIDGE WEALTH LAND; ADDRESS: 1347 DOMINION PLAZA, TYLER, TX 75703; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 07/16/2013; CAPACITY: OWNER-ACTIVE; DUTIES: COLLECTS RENT, MAINTAIN PROPERTY; HOURS DEVOTED PER WEEK: 02; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) LIFE INSURANCE COMMISIONS AND TRAILS;1347 DOMINION PLAZA AND 7306 WINTERBERRY COVE TYLER,TX 75703;PROJECTED START DATE:04/01/92;PROJECTED END DATE:12/31/99;INDEPENDENT CONTRACTOR/CONSULTANT;DUTIES:COLLECT FIRST YEAR AND TRAILING COMMISSIONS ON INSURANCE POLICIES WRITTEN BETWEEN 1992 AND 2013 WHICH PREDATE MY EMPLOYMENT WITH RBC. 0 HOURS WILL BE DEVOTED TO THIS ACTIVITY PER MONTH;0 HOURS WILL BE DEVOTED TO THIS ACTIVITY DURING SECURITY TRADING HOURS. (4)NAME OF ENTITY: Land Bridge LLC. ADDRESS OF BUSINESS: 364 CR 3327; Woodson TX; 76491. BUSINESS DESCRIPTIONS: Ranch Operation. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 03/01/15. CAPACITY: Owner - Passive. DUTIES PERFORMED: owner an operating ranch in west texas. ranch has a small amount of crop and grazing revenue. ranch is used for personal enjoyment and hunting. the ranch is operated by a local ranch hand. HOURS DEVOTED TO THIS OBA PER MONTH: 0. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 0. (5) NAME OF ENTITY: Grey Bridge LLC. ADDRESS OF BUSINESS: County Road 1210; Rusk TX; 75785. BUSINESS DESCRIPTIONS: Undeveloped land for hunting and grazing. BUSINESS IS NOT INVEST RELATED. PROJECTED START DATE: - 07/31/14. CAPACITY: Owner - Passive. DUTIES PERFORMED: owner of a small tract of land upon which hay production takes place, and is used for deer hunting. A ranch hand runs and maintains the land. HOURS DEVOTED TO THIS OBA PER MONTH: 0 ;HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 0 (6) NAME OF ENTITY: DC Drive Partners, LLC. ADDRESS OF BUSINESS: P. O. Box 6304; Tyler TX 75711. BUSINESS DESCRIPTIONS: An entity that owns commercial Real Estate. BUSINESS IS NOT INVEST RELATED. PROJECTED START DATE: - 10/01/16. PROJECTED END DATE: - No Anticipated End Date. CAPACITY: Treasurer. DUTIES PERFORMED: None. HOURS DEVOTED TO THIS OBA PER MONTH: 0.; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 0. (7) BRIDGE CRAFT LLC; ADDRESS: 1347 DOMINION PLAZA, TYLER TX 75703; BUSINESS DESCRIPTION: OWNERSHIP IN A 10% INTEREST PERSONAL PLEASURE CRAFT; NOT INVESTMENT RELATED; START DATE: 11/01/2016; CAPACITY: OWNER-ACTIVE; DUTIES: INVESTOR; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK:0 (8) NAME OF ENTITY: Tyler Half Cent Sales Tax Board; ADDRESS: 423 Ferguson Street Tyler TX 75701; NOT INVEST RELATED; BUSINESS DESCRIPTION: Public Improvement Organization; CAPACITY: Board of Directors; START DATE: 06/01/2021; DUTIES: Bi-monthly board meetings; HOURS DEVOTED PER MONTH: Less than 1, HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (9) Name of Entity: Tyler Economic Development Council Non-Investment related Address of Entity: 315 North Broadway Ave, Tyler, TX 75702 Nature of OBA: Non-Profit that promotes the creation and retention of jobs for Tyler and Smith County. Position/Title/Relationship: Board of Directors * Projected start date: 06/01/23 Time Devoted: 0.5 hours; 0.5 during securities trading hours Duties: governance, vote to provide recruit companies (10) NAME OF ENTITY: Social Media infuencer ADDRESS: N/A INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Social Media infuencer CAPACITY: Owner - Active START DATE: 06/01/2024 DUTIES: create content for personal facebook, instagram, and youtube. HOURS DEVOTED PER MONTH: 1/2 HOURS DEVOTED DURING SECURITY TRADING HRS-0

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-12
• S63 Uniform Securities Agent State Law Examination
  1992-09-25

Designations