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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
WI RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10
  • WI RA
    APPROVED
    Since 2023-08-10

Branch Locations

2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States

19628 Waterman Ct, Fort Myers, FL 33913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 08/1992 08/2023
Securian Financial Services, Inc. Madison WI 08/1992 08/2023
C.R.I. Securities, Inc. Madison WI 08/1992 10/2021
North Star Consultants, Inc Madison WI 09/1992 Present
Cetera Wealth Services, Llc Madison WI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Hensen Enterprises, Llc Waunakee WI 03/2025 Present
  • 08/1992 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 08/1992 → 08/2023
    Securian Financial Services, Inc.
    Madison, WI
  • 08/1992 → 10/2021
    C.R.I. Securities, Inc.
    Madison, WI
  • 09/1992 → Present
    North Star Consultants, Inc
    Madison, WI
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Madison, WI
  • 08/2023 → Present
    Schaumburg, IL
  • 03/2025 → Present
    Hensen Enterprises, Llc
    Waunakee, WI
Previous Registrations
  • 2007-07-26 → 2023-08-10
    Securian Financial Services, Inc.
    Madison, WI
    Madison, WI
    St. Paul, MN
  • 2003-11-07 → 2021-10-18
    Cri Securities, Llc
    Madison, WI
    Madison, WI
  • 1992-11-19 → 2007-12-31
    Marathon Advisors, Inc
    Madison, WI
    Madison, WI
Other Businesses

1) 100 MEN OF DANE COUNTY POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Madison WI , United States DESCRIPTION: Member 2) LOST GROVE LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2007 ADDRESS: , Waunakee WI , United States DESCRIPTION: Owner 3) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 4) NAME OF OTHER BUSINESS: HENSEN ENTERPRISES, LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: LLC TO MANAGE ADVISORY FEES; 4) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 15, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-13
  • S63 Uniform Securities Agent State Law Examination
    1992-10-13
Designations
Other Names
  • Brian H Hensen

View on SEC IAPD

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