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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-07-09 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
11625 N Community House Rd 3Rd Fl, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START 1/2/2013, 0 HOURS, DUTIES: LANDLORD. PERSONAL REPRESENTATIVE FOR AUNT, INV RELATED, CHARLOTTE, NC, START 6/3/2019, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-06 |
| S65 | Uniform Investment Adviser Law Examination | 1999-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-15 |
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