Alvin Kenneth Smith

Current Employers

Employment History

• 05/2014 → Present
  Silver Oak Securities Inc
  Jackson, TN
• 01/2015 → Present
  Vision Asset Management
  Brentwood, TN

Previous Registrations

• 2010-03-30 → 2014-07-05
  J P Turner & Company Capital Management, Llc
  Brentwood, TN
• 2007-04-23 → 2010-03-30
  Gunnallen Financial, Inc
  Russellville, KY
  Tampa, FL
  Tampa, FL
  Nashville, TN
  Tampa, FL
  Tampa, FL
• 2005-12-07 → 2007-05-11
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2003-05-06 → 2004-05-19
  Stephens
  Nashville , TN

Other Businesses

1) SILVER OAK SECURITIES, INC.; REG REP (5/30/2014) AND IAR (5/28/2014).; INVESTMENT RELATED; 1600 Scottsville Road, Suite 301, Bowling Green, KY 42101; Oversight of plans that are commission based, individual fee-based accounts; amount of time varies based on need; approximately 30 overall hours are dedicated to this activity per month. 6 hours per month during trading hours. 2) Vision Financial LLC; Insurance Agent; Investment Related; 1600 Scottsville Road - Suite 301, Bowling Green, KY, 42101; Annuities, medicare, life insurance; Managing Partner; 2/1/2024; Commission Compensation. This is a continuation of our current business with Silver Oak. Vision Financial is primarily a marketing arm of Vison Asset Management and Vision 401k. All insurance business will still be executed through Silver Oaks insurance affiliations. We are trying to separately market our 401k and other investment related business. approximately 10 overall hours are dedicated to this activity per month. 24 hours per month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-29
• S63 Uniform Securities Agent State Law Examination
  1992-11-19

Other Names

• Al Smith