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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-11-22
OR RA APPROVED 2011-01-03
  • WA RA
    APPROVED
    Since 2024-11-22
  • OR RA
    APPROVED
    Since 2011-01-03

Branch Locations

800 Ne Tenney Road Ste 110-547, Vancouver, WA 98685 • United States

1201 Pacific Ave Suite 600, Tacoma, WA 98402 • United States

Vancouver, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Vancouver WA 06/2004 Present
Rolf Ellingsen Llc Portland OR 09/2013 Present
Voya Financial Advisors Portland OR 09/2014 Present
  • 06/2004 → Present
    U.S. Bancorp Investments, Inc.
    Vancouver, WA
  • 09/2013 → Present
    Rolf Ellingsen Llc
    Portland, OR
  • 09/2014 → Present
    Voya Financial Advisors
    Portland, OR
Previous Registrations
  • 2005-10-06 → 2011-01-03
    Voya Financial Partners, Llc
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; INDEPENDENT INSURANCE AGENT; 5331 SW MACADAM AVE STE 207; PORTLAND; OR; 97239; FIXED INSURANCE; 1/1/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTSNAME OF ENTITY:ROLF ELLINGSEN LLC; Yes; 5331 SW MACADAM SUITE 207; PORTLAND; OR; 97239; FINANCIAL SERVICES/DBA; OWNER; 10/1/2013; 160; 100; INSURANCE & INVESTMENT SALES AND SERVICES|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-05
S63 Uniform Securities Agent State Law Examination 1992-09-09
  • S65 Uniform Investment Adviser Law Examination
    2005-10-05
  • S63 Uniform Securities Agent State Law Examination
    1992-09-09

View on SEC IAPD

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