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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2021-05-12 |
| TX | RA | APPROVED_RES | 2019-02-06 |
| WI | RA | APPROVED | 2009-07-23 |
Branch Locations
756 Jefferson St., Sturgeon Bay, WI 54235-2151 • United States
Sturgeon Bay, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sturgeon Bay | WI | 04/2009 | Present |
(1) DOOR COUNTY YMCA; ADDRESS: 1900 MICHIGAN ST STRUGEON BAY, WI 54235; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 01/06/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTEND MONTHLY BOARD MEETINGS; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: Door County Memorial Hospital Foundation. ADDRESS OF BUSINESS: 323 South 18th Avenue Sturgeon Bay , WI 54235. BUSINESS DESCRIPTIONS: Non-Profit. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 01/09/11. PROJECTED END DATE: - 12/31/25. CAPACITY: Officer, Board of Directors *, Treasurer. DUTIES PERFORMED: President. HOURS DEVOTED TO THIS OBA PER MONTH: .75. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-02 |
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