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Steven Eric Abrahamson

Rbc Capital Markets, LLC

Sturgeon Bay, WI

Sturgeon Bay, WI

CRD 2274105

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2021-05-12
TX RA APPROVED_RES 2019-02-06
WI RA APPROVED 2009-07-23
  • VI RA
    APPROVED
    Since 2021-05-12
  • TX RA
    APPROVED_RES
    Since 2019-02-06
  • WI RA
    APPROVED
    Since 2009-07-23

Branch Locations

756 Jefferson St., Sturgeon Bay, WI 54235-2151 • United States

Sturgeon Bay, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Sturgeon Bay WI 04/2009 Present
Other Businesses

(1) DOOR COUNTY YMCA; ADDRESS: 1900 MICHIGAN ST STRUGEON BAY, WI 54235; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 01/06/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTEND MONTHLY BOARD MEETINGS; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: Door County Memorial Hospital Foundation. ADDRESS OF BUSINESS: 323 South 18th Avenue Sturgeon Bay , WI 54235. BUSINESS DESCRIPTIONS: Non-Profit. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 01/09/11. PROJECTED END DATE: - 12/31/25. CAPACITY: Officer, Board of Directors *, Treasurer. DUTIES PERFORMED: President. HOURS DEVOTED TO THIS OBA PER MONTH: .75. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-18
S63 Uniform Securities Agent State Law Examination 1992-11-02
  • S66 Uniform Combined State Law Examination
    2009-11-18
  • S63 Uniform Securities Agent State Law Examination
    1992-11-02

View on SEC IAPD

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