Dustin Stuart Ma

Current Employers

Employment History

• 04/2004 → Present
  Self Employed
  Oakland, CA
• 12/2009 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 12/2009 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2006-11-06 → 2009-12-04
  Woodbury Financial Services, Inc.
  Walnut Creek, CA
  San Ramon, CA
  San Ramon, CA

Other Businesses

1) THE ALCHEMY INVESTMENT GROUP, LAMPPOST PROPERTIES, 20 KNOLL RIDGE WAY OAKLAND CA, 01/2008, OWNER, PASSIVE REAL ESTATE INVESTMENTS, NIR, 5 HR/WEEKLY 0 HR/TRADING 2) LAMPPOST PLANNING/GATEWAY FINANCIAL ADVISORS/QUALITY LIFE INSURANCE/GATEWAY INSURANCE GROUP, 20 KNOLL RIDGE WAY STE 2 OAKLAND CA, 10/2005, PRESIDENT, SELLING LIFE, FIXED ANNUITY, HEALTH, LIFE SETTLEMENTS, LTC, AND DISABILITY PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 20 HR/MO 20 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2009, AS ADVISORY REP OF A RIA. INV REL, 40 HR/WK 20/TRADING, 12/2009 4) DUSTIN MA, 20 KNOLL RIDGE WAY OAKLAND CA, 03/2014, CONSULTANT TO ATTORNEYS REGARDING FINANCIAL RECORDS, NIR, 10 HR/YR 0/TRADING 5) DUSTIN MA, LAMPPOST PARTNERS, 20 KNOLL RIDGE WAY OAKLAND CA, 04/2016, OWNER, ADVISING ON BUSINESS PROCESSES/SYSTEMS, SALES, NIR, 20 HR/YR 0 HR/TRADING 6) LAMPPOST PLANNING, 20 KNOLL RIDGE WAY STE 2 OAKLAND CA, 10/2018, PRESIDENT, PROVIDING REFERRALS REGARDING BANK PRODUCTS. NIR, 1 HR/YR 0 HR/TRADING 7) PARKRIDGE ESTATES IMPROVEMENT ASSOCIATION, 20 KNOLL RIDGE WAY OAKLAND CA, 06/2024, PRESIDENT, CIVIC, NIR, 15 HR/MO 0 HR/MO TRADING 8) LAMPPOST PADDOCK LLC, 20 KNOLL RIDGE WAY OAKLAND CA, 06/2024, OWNER, HOLDING COMPANY, NIR, 0 HR/MO 0 HR/MO TRADING 9) LAMPPOST PLANNING, 1650 Arch Street, Suite 2502, Philadelphia PA 19103, United States, 04/15/2026, Agent, College Funding Planning, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-25
• S63 Uniform Securities Agent State Law Examination
  2005-09-02

Other Names

• Dustin Ma