Patrick Charles Gorkow

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Patrick Gorkow
  Van Horne, IA
• 11/2014 → 06/2024
  Securities America Inc
  Van Horne, IA
• 11/2014 → 06/2024
  Securities America Advisors
  Van Horne, IA
• 06/2024 → 09/2024
  Osaic Wealth, Inc.
  Van Horne, IA
• 06/2024 → 09/2024
  Osaic Wealth, Inc.
  Van Horne, IA
• 09/2024 → Present
  Lpl Financial Llc
  Van Horne, IA

Previous Registrations

• 2024-06-14 → 2024-10-01
  Osaic Wealth, Inc.
  Van Horne, IA
• 2014-12-10 → 2024-06-14
  Securities America Advisors, Inc.
  Van Horne, IA
• 2006-10-03 → 2014-12-11
  Voya Financial Advisors, Inc.
  Cedar Rapids, IA
  Van Horne, IA
• 1999-01-01 → 2006-06-14
  Ameriprise Financial Services, Llc
  Cedar Rapids, IA

Other Businesses

1) 07/2024 - GORKOW FINANCIAL / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 07/2024 - Notary / Non Inv. Related / Van Horne, IA / Start date 11/01/2007 - 1 Hrs per month - 1% Time Spent 3) 07/2024 - City of Van Horne / Mayor of Van Horne / Politics/Government / Non Inv. Related / Van Horne, IA / Start date 11/01/2022 - 20 Hrs per month - 5 % Time Spent 4) 07/2024 - Patrick Gorkow Sr. / Non-Variable Insurance /Inv. Related / Van Horne, IA / Start date 06/09/1993 - 3 Hrs per month - 2 % Time Spent 5) 07/2024 - Patrick Gorkow / Owner / Tax Prep/Accounting/CPA / Inv. Related / Van Horne, IA / Start date 01/01/2012 - 15 Hrs per month - 10 % Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-12
• S63 Uniform Securities Agent State Law Examination
  1993-02-09

Other Names

• Patrick Charles Gorkow
• Pat Charles Gorkow