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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-24 |
| IA | RA | APPROVED | 2018-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Savings Bank | Vinton | IA | 03/2006 | 04/2018 |
| Broker Dealer Financial Services Corp. | Vinton | IA | 06/2006 | Present |
| Cambridge Investment Research, Inc. | Vinton | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. STONEY ARCH FINANCIAL, 215 N K AVE, VINTON, IA, LLC OWNER, 05/22/19, IAR, 60 WK- 32/TRADING 3. STONEY ARCH FINANCIAL, 215 N K Ave, Vinton IA 52349, United States, START DATE 05/2019, Owner, DBA Name, INV REL, 240 HR/MO, 128 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-09 |
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