Kathleen Ann Kennicott

Current Employers

Employment History

• 01/2003 → 11/2017
  Sii Investments, Inc.
  Jesup, IA
• 11/2017 → 01/2024
  Woodbury Financial Services Inc
  Jesup, IA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Waterloo, IA

Previous Registrations

• 2017-11-22 → 2024-01-19
  Woodbury Financial Services, Inc.
  Dysart, IA
  Jesup, IA
  Dysart, IA
  Waterloo, IA
• 2013-02-26 → 2017-11-24
  Sii Investments, Inc.
  Jesup, IA
  Dysart, IA
  Jesup, IA

Other Businesses

1. MONAT WEALTH MANAGEMENT INC POSITION: Insurance REP NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2018 ADDRESS: 978 Home Plaza, Suite 400, Waterloo IA 50701, United States DESCRIPTION: Life Insurance Health Insurance Fixed Annuities Group Health 2. KENNICOTT FINANCIAL POSITION: owner NATURE: I created this business entity to pay an employee. I hired an assistant myself not paid through Monat Wealth Management. Pay the employee once a month and file the monthly and Quarterly reports this is the only activity of the business entity. I thought I had disclosed this earlier and had not so I wanted to get this completed as soon as I caught the oversight INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 610 Main Street, Dysart IA 52224, United States DESCRIPTION: I pay a salary to my personal assistant and file monthly required reports

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-25
• S63 Uniform Securities Agent State Law Examination
  1997-03-15

Other Names

• Kathi Kennicott
• Kathleen Ehr