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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-02-04 |
| TX | RA | APPROVED | 2026-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nicholas Financial Services | Scottsboro | AL | 07/2024 | Present |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 03/2025 | 02/2026 |
| All Saints Episcopal Church | Birmingham | AL | 09/2019 | 06/2024 |
| The Episcopal Church | Alabaster | AL | 08/2014 | 09/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2026 | Present |
1. ST. LUKE'S EPISCOPAL CHURCH, 402 S Scott St, Scottsboro AL 35768 United States, 01/01/2026, Committee Member, Religious Organization, NIR, 1 HR/MO - 0 HR/MO TRADING 2. NICHOLAS FINANCIAL SERVICES, LLC, 202 S Broad St, Scottsboro AL 35768, 07/15/2024, Investment Advisor Representative, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-07 |
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