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Employer firm

Timecapital Investor Advisory Services Inc CRD 105672

$262M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • ASSET ALLOCATION

From the firm’s Form ADV. Read the guides:

Current Employers
Timecapital Investor Advisory Services Inc

One Roosevelt Avenue, Port Jefferson Station, NY 11776 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-06
CT RA APPROVED 2016-04-21
  • NY RA
    APPROVED
    Since 2023-11-06
  • CT RA
    APPROVED
    Since 2016-04-21

Branch Locations

One Roosevelt Avenue, Port Jefferson Station, NY 11776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Timecapital Securities Corporation Port Jefferson Station NY 02/2002 Present
  • 02/2002 → Present
    Timecapital Securities Corporation
    Port Jefferson Station, NY
Other Businesses

TimeCapital Investor Advisory Services Inc. - President and Money Manager, 04/2010 - Present, Investment Advisory Firm, Investment Related: Yes, Address: One Roosevelt Avenue, Port Jefferson Station, NY 11776. 80+ hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-21
S63 Uniform Securities Agent State Law Examination 1993-12-21
  • S65 Uniform Investment Adviser Law Examination
    2016-04-21
  • S63 Uniform Securities Agent State Law Examination
    1993-12-21
Other Names
  • Alexander John Rohman

View on SEC IAPD

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