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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED_RES | 2020-02-20 |
| KY | RA | APPROVED | 2009-06-01 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Louisville | KY | 04/2007 | Present |
| Morgan Stanley Smith Barney | Louisville | KY | 06/2009 | Present |
SERVE AS A COMMITTEE MEMBER WITH THE FAMILY PLACE- A CHILD ABUSE TREATMENT AGENCY INC. 2)DIRECT SALES FOR MARY KAY COSMETICS, INC. * 461294 - Power of Attorney; Investment related Yes; Jeffesonville, Indiana; Power of Attorney; 01/2021; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-12 |
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