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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-18 |
| WI | RA | APPROVED | 2009-08-14 |
Branch Locations
4321 W. College Ave, Berbee Building, Appleton, WI 54914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Appleton | WI | 08/2009 | Present |
1. Notary for the State of Wisconsin; Madison, WI 53705; Notarize client documents; 06/01/2001; 0.00 Hour(s) Per Day - during securities trading hours; Not Investment-Related 2. Beautycounter; 51 Prince St, New York, NY 10012; Direct to consumer clean beauty care; Consultant; Personal use of products, limited sales to out; 10/01/2021; 4 Hours per Week; Not During Securities Trading Hours; Not Investment-Related 3. Lillians Of Appleton; 115 E College Ave Appleton Wi 54911; Clothing Boutique; Clothing Sale Associate; Sell Clothes, Shoes, Accessories; 10/01/2024; 12hrs/month; Not During Securities Trading Hours; Not Investment-related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-29 |
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