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Paula Michelle Weese

Rbc Capital Markets, LLC

Tucson, AZ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-10-07
TX RA APPROVED_RES 2021-08-18
WA RA APPROVED 2016-10-28
  • AZ RA
    APPROVED
    Since 2021-10-07
  • TX RA
    APPROVED_RES
    Since 2021-08-18
  • WA RA
    APPROVED
    Since 2016-10-28

Branch Locations

3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Kirkland WA 03/2008 08/2021
Rbc Capital Markets, Llc Tucson AZ 08/2021 Present
  • 03/2008 → 08/2021
    Rbc Capital Markets Corporation
    Kirkland, WA
  • 08/2021 → Present
    Rbc Capital Markets, Llc
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-28
S63 Uniform Securities Agent State Law Examination 1997-05-12
  • S66 Uniform Combined State Law Examination
    2016-10-28
  • S63 Uniform Securities Agent State Law Examination
    1997-05-12
Other Names
  • Paula Michelle Lundy

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
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