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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
38B Grove Street Unit 1B, Ridgefield, CT 06877 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nrl Wealth Creation Strategies Llc | New York | NY | 01/1992 | Present |
| Guardian Life Insurance Co Of America | White Plains | NY | 06/2015 | 09/2016 |
| Park Avenue Securities Llc | White Plains | NY | 06/2015 | 09/2016 |
| Guardian Life Insurance | Armonk | NY | 10/2016 | 09/2024 |
| Park Avenue Securities | Armonk | NY | 10/2016 | 09/2024 |
| Guardian Life Insurance Company | Ridgefield | CT | 09/2024 | Present |
| Park Avenue Securities | Ridgefield | CT | 09/2024 | Present |
1. RCS Group, Inc.-Override commissions received via this activity, Start: 12/07/2012, Address: 15 Mancini Drive Yorktown Heights, NY 10598, 0 hrs per month, Not investment related,2) 2) Trustee for mothers family trust Start: 03/20/2020, Address: 15 Mancini Drive Yorktown Heights, NY 10598, 1 total hour per month, 1 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-03-05 |
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