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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
125 E Jefferson St Suite 800, Syracuse, NY 13202-2566 • United States
400 Meridian Centre Suite 101, Rochester, NY 14618 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Comapny | Buffalo | NY | 05/2005 | Present |
| Mml Investors Services | Amherst | NY | 05/2005 | Present |
(1)NAME:JOSEPH DILEO, INV REL:Y ADDR: RESIDENTIAL ADDRESS NATURE:RENTAL PROPERTY, POSITION:OWNER/LANDLORD, START:2008, NO HR/MO:2 NO HR/MO DUR TRADING:0. (2)NAME:ENDINMIND CREATIONS, INV REL: N ADDR:414 FALLOWFIELD LN, NATURE:SOFTWARE DEVELOPMENT, POSITION:OWNER, START:4/15/2014, NO HR/MO:2 NO HR/MO DUR TRADING:0. (3) NAME: DILEO & ASSOCIATES INV REL: Y ADD: 300 CORPORATE PARKWAY SUITE 216N AMHERST NY 14226 NATURE: ESTABLISHMENT FRANCHISE PROGRAM FOR GENERAL AGENCIES POSITION: OWNER START DATE: 7/1/18 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 0 (3)NAME: VISION FINANCIAL GROUP LLC, INV REL: Y ADDR: 300 CORPORATE PARKWAY, SUITE 216N, AMHERST NY 14226, NATURE:LLC, POSITION:OWNER-CEO START: 6/22/2022, NO HR/MO:160 NO HR/MO DUR TRADING:20, DUTIES: MANAGE FIRM ACTIVITIES. (4)NAME: HOT CORNER ATHLETICS, INV REL:N ADDR: 1051 LINCOLN AVE, LOCKPORT NY 14094, NATURE: INDOOR BASEBALL FACILITY AND STRENGTH AND CONDITIONING, POSITION: 50% OWNER START:10/01/2025, NO HR/MO: 10 NO HR/MO DUR TRADING:0 DUTIES: MANAGE MARKETING -ALL REMAINING FUNCTIONS WILL BE HANDLED THROUGH REMAINING PARTNERS AND EMPLOYEES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-24 |
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