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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

125 E Jefferson St Suite 800, Syracuse, NY 13202-2566 • United States

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Comapny Buffalo NY 05/2005 Present
Mml Investors Services Amherst NY 05/2005 Present
  • 05/2005 → Present
    Massmutual Life Insurance Comapny
    Buffalo, NY
  • 05/2005 → Present
    Mml Investors Services
    Amherst, NY
Other Businesses

(1)NAME:JOSEPH DILEO, INV REL:Y ADDR: RESIDENTIAL ADDRESS NATURE:RENTAL PROPERTY, POSITION:OWNER/LANDLORD, START:2008, NO HR/MO:2 NO HR/MO DUR TRADING:0. (2)NAME:ENDINMIND CREATIONS, INV REL: N ADDR:414 FALLOWFIELD LN, NATURE:SOFTWARE DEVELOPMENT, POSITION:OWNER, START:4/15/2014, NO HR/MO:2 NO HR/MO DUR TRADING:0. (3) NAME: DILEO & ASSOCIATES INV REL: Y ADD: 300 CORPORATE PARKWAY SUITE 216N AMHERST NY 14226 NATURE: ESTABLISHMENT FRANCHISE PROGRAM FOR GENERAL AGENCIES POSITION: OWNER START DATE: 7/1/18 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 0 (3)NAME: VISION FINANCIAL GROUP LLC, INV REL: Y ADDR: 300 CORPORATE PARKWAY, SUITE 216N, AMHERST NY 14226, NATURE:LLC, POSITION:OWNER-CEO START: 6/22/2022, NO HR/MO:160 NO HR/MO DUR TRADING:20, DUTIES: MANAGE FIRM ACTIVITIES. (4)NAME: HOT CORNER ATHLETICS, INV REL:N ADDR: 1051 LINCOLN AVE, LOCKPORT NY 14094, NATURE: INDOOR BASEBALL FACILITY AND STRENGTH AND CONDITIONING, POSITION: 50% OWNER START:10/01/2025, NO HR/MO: 10 NO HR/MO DUR TRADING:0 DUTIES: MANAGE MARKETING -ALL REMAINING FUNCTIONS WILL BE HANDLED THROUGH REMAINING PARTNERS AND EMPLOYEES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1993-09-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1993-09-24
Other Names
  • Joseph L Dileo

View on SEC IAPD

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