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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-07 |
Branch Locations
1419 Highland Ave., Manhattan Beach, CA 90266 • United States
Hermosa Beach, CA • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| California Retirement Advisors Group, Inc. Dba Ira Wealth Manage | El Segundo | CA | 10/2004 | 05/2019 |
| First Allied Securities, Inc. | San Diego | CA | 03/2009 | 05/2019 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 05/2019 |
| Mutual Securities, Inc. | Camarillo | CA | 05/2019 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 05/2019 | Present |
1. Independent Insurance Agent, Start Date: 01/1991, 1419 Highland Ave., Manhattan Beach, CA 90266, Sole-proprietor, Insurance Sales, Insurance Agent, Insurance recommendations and sales (Life, LTC), Not Investment Related, 20 hours per month, 1 hour per day during trading hours. 2. Real Estate, Start Date: 04/2004, 700 The Strand, Hermosa Beach, CA 90254, Real Estate, Investor/Partner, Manage properties, Not Investment Relates, 1 hour per month, 0 hours per day during trading hours. 3. IRA Wealth Management, Start Date: 05/2004, 1419 Highland Ave., Manhattan Beach, CA 90266, DBA, Informational, Founder, None/Inactive, Investment Related, 0 hours per month, 0 hours per day during trading hours. 4. CA Tax Planners, Start Date: 04/2015, 1419 Highland Ave., Manhattan Beach, CA 90266, DBA, Tax prep & planning, President, Manager, Not Investment Related, 10 hours per month, 30 minutes per day during trading hours. 5. Bucket List Destinations aka BLD Travelers, Start Date: 02/2018, 703 Pier Ave, #B22, Hermosa Beach, CA 90245, DBA, Travel, Owner, Manage, Not Investment Related, 4 hours per month, 0 hours per day during trading hours. 6. Torrance Memorial Professional Advisory Council Member, Start Date: 02/2016, 3330 Lomita Blvd., Torrance, CA 90505, Non-profit, Volunteer, Plan and volunteer at community events, sometimes speaking, Not Investment Related, 2 hours per month, 0 hours per day during trading hours. 7. California Retirement Advisors Group, Inc., Start Date: 10/06/2004, 1419 Highland Ave., Manhattan Beach, CA 90266, Corporation, Administrative Entity, Founder, Strategic growth of the firm, Investment Related, 40 Hours per month, 8 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-12 |
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