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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-08-30 |
| OK | RA | APPROVED | 2006-06-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2006 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2006 | Present |
1. OKLAHOMA 4-H FOUNDATION; YOUTH DEVELOPMENT BUILDING, STILLWATER, OK 74078; BOARD MEMBER; 11/1/1999; APPROX. 5 HOURS/MONTH. 2. J44 LLC; 13905 PLANTATION WAY, EDMOND, OK 73013; MANAGING MEMBER; 01/25/2008; APPROX. 1 HOUR/MONTH. 3. JERRY D. KIEFER AND ASSOCIATES, LLC; 13905 PLANTATION WAY, EDMOND, OK 73013; 06/01/2006; APPROX. 1 HOUR/MONTH. 4. JK4 LLC, 13905 PLANTATION WAY, EDMOND, OK 73013; 5/21/2010; APPROX. 1 HOUR/MONTH. 5. KIEFER LAND LLC; 13905 PLANTATION WAY, EDMOND, OK 73013; MANAGER TRUSTEE FOR LLC MEMBER; 7/15/2019; 0 HOURS. 6. KIEFER MINERALS LLC; 13905 PLANTATION WAY, EDMOND, OK 73013; MANAGER OF LLC, TRUSTEE FOR MEMBER OF LLC; 7/15/2019; 0 HOURS. 7. J&J CAPITAL LLC; 13905 PLANTATION WAY, EDMOND, OK 73013; MANAGER OF LLC; 11/23/2004; 0 HOURS. 8. TRUSTEE FOR MOTHER'S TRUST. 9. CORNERSTONE PLANNING GROUP LLC; 805 E 33RD ST, EDMOND, OK 73013; OWNER/MANAGER; 6/2/2006; APPROX. 1 HOUR/MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-06 |
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