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Christopher James Prudhomme

J.P. Morgan Securities LLC

Baton Rouge, LA

CRD 2270988

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-10-01
TX RA APPROVED_RES 2025-09-22
  • LA RA
    APPROVED
    Since 2025-10-01
  • TX RA
    APPROVED_RES
    Since 2025-09-22

Branch Locations

451 Florida St Floor 6, Suite 625, Baton Rouge, LA 70801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins Company Baton Rouge LA 12/1991 08/2023
Nylife Securities Llc San Antonio TX 08/1992 08/2023
Jpmorgan Chase Bank, N.A. Baton Rouge LA 09/2025 Present
J.P. Morgan Securities Llc Baton Rouge LA 09/2025 Present
Unemployed Baton Rouge LA 09/2023 08/2025
  • 12/1991 → 08/2023
    New York Life Ins Company
    Baton Rouge, LA
  • 08/1992 → 08/2023
    Nylife Securities Llc
    San Antonio, TX
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
  • 09/2025 → Present
    Baton Rouge, LA
  • 09/2023 → 08/2025
    Unemployed
    Baton Rouge, LA
Previous Registrations
  • 2006-07-18 → 2023-08-03
    Irvine, CA
    Lafayette, LA
    Walnut Creek, CA
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
S63 Uniform Securities Agent State Law Examination 1992-11-12
  • S66 Uniform Combined State Law Examination
    2025-10-02
  • S63 Uniform Securities Agent State Law Examination
    1992-11-12
Other Names
  • Chris Prudhomme
  • Christopher J Prudhomme
  • Christophe J Prudhomme
  • Christoph Prudhomme

View on SEC IAPD

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