Best Investors Account Sign in

Mark Rapoza

Barrett & Company

Providence, RI

Providence, RI

Claim This Profile
Current Employers
Barrett & Company

42 Weybosset Street, Providence, RI 02903-2855 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
NH RA APPROVED 2022-12-12
RI RA APPROVED 2015-08-26
  • TX RA
    APPROVED_RES
    Since 2022-12-13
  • NH RA
    APPROVED
    Since 2022-12-12
  • RI RA
    APPROVED
    Since 2015-08-26

Branch Locations

42 Weybosset St, Providence, RI 02903 • UNITED STATES

42 Weybosset Street, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barrett & Company Providence RI 03/1994 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-26
S63 Uniform Securities Agent State Law Examination 1992-09-02
  • S65 Uniform Investment Adviser Law Examination
    2015-08-26
  • S63 Uniform Securities Agent State Law Examination
    1992-09-02
Other Names
  • Mark Rapoza
  • Mark Raposa

View on SEC IAPD

Other Firms

PARSONS CAPITAL MANAGEMENT INC
ERNST & YOUNG INVESTMENT ADVISERS LLP
BLUE FIN CAPITAL, INC.
WASHINGTON TRUST ADVISORS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLTH ADVISORY SERVICES, LLC
WEYBOSSET RESEARCH & MANAGEMENT, LLC
PROVIDENCE EQUITY PARTNERS L.L.C.

Other Investors

JOHN HENRY MULLEN
ANDREW E. SNAPE
GREGORY JOSEPH LAVINE
JOHN BOND TREVOR
JOAN MARIE CAINE
CHARLES BATEMAN PARSONS
EDWIN G FISCHER
STACEY LEA STERNBERG

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
WELLTH ADVISORY SERVICES, LLC · Providence, RI

More in Providence, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor