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Current Employers
Hennion & Walsh Asset Management, Inc.

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-01-28
  • NJ RA
    APPROVED
    Since 2020-01-28

Branch Locations

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ambassador Financial Group, Inc Allentown PA 10/2008 03/2019
Finpro, Inc. Gladstone NJ 03/2019 Present
Hennion & Walsh Inc Parsippany NJ 01/2020 Present
  • 10/2008 → 03/2019
    Ambassador Financial Group, Inc
    Allentown, PA
  • 03/2019 → Present
    Finpro, Inc.
    Gladstone, NJ
  • 01/2020 → Present
    Hennion & Walsh Inc
    Parsippany, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-24
S63 Uniform Securities Agent State Law Examination 1992-11-11
  • S65 Uniform Investment Adviser Law Examination
    2020-01-24
  • S63 Uniform Securities Agent State Law Examination
    1992-11-11
Other Names
  • Mike E Rasmussen

View on SEC IAPD

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